| Narnolia Financial Advisors Ltd

Narnolia Research Directory

KYC is a one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | Investors don’t need to issue cheques while subscribing to IPOs. Just write your bank account number and sign the application form to authorise your bank to make a payment on your behalf in case of allotment. You don’t have to worry about refunds as the money remains in the investor's account. | It has been brought to the notice of SEBI by Central Economic Intelligence Bureau, Department of Revenue, GOI, that certain fraudsters are collecting data of customers who are already into trading either in NSE / BSE and send them bulk messages on the pretext of providing investment tips and luring them to invest with them in their bogus firms by promising huge profits. Hence, the investors are requested to take note of the above and exercise caution and due care. | Process for filing complaints on the SEBI SCORES website: a. Register on SEBI SCORES | b. Mandatory details for filing complaints on SCORES | Name, PAN, Address, Mobile Number, Email ID | c. Benefits: i. Effective Communication ii. Speedy redressal of the grievances

Narnolia Financial Services Ltd (Formerly Narnolia Financial Advisors Ltd); Registered Office Address: Marble Arch, 2nd Floor, Office 201, 236B, A J C Bose Road, Kolkata- 700020; Phone No.-033-40501500; Corporate Office: A-803, 1 Kanakia Wall Street, 8th Floor, Andheri Kurla Road, Chakala, Andheri East, Mumbai-40093, Phone No.: +91 22 62701200, Website: www.narnolia.com, SEBI MERCHANT BANKING - INM 000010791, PMS - INP000006420, RESEARCH ANALYST - INH 300006500, Compliance Officer Details (In Research) : Rana Debnath, Contact No. 022 6270 1200, Email id rdebnath@narnolia.com. AMFI - ARN 3087, ROC-CIN: U51909WB1995PLC072876 Read More

NARNOLIA INVESTMENT ADVISORS PRIVATE LTD. is a SEBI Registered Investment Advisor, SEBI Registration No.INA300005439, Validity: Permanent, Type : Non-Individual and BASL Membership no. 1020, ROC CIN- U67120WB2007PTC259515, Registered office: Marble Arch, 236B AJC Bose Road, 2nd Floor, Room No. 201, Kolkata - 700020, Corporate Office: 803, A Wing, Kanakia Wall Street, Chakala, Andheri East, Mumbai - 400093, Maharashtra, Principal Officer : Sanjeev Damani, Contact No. 022 6270 1200, Email Id : compliance@narnolia.com. Compliance Officer: Anchal Narnolia, Contact No. 022 6270 1200, Email Id : iap@narnolia.com

NARNOLIA VELOX FUND is a SEBI Registered Category III Alternative Investment Fund (AIF), SEBI Registration No. IN/AIF3/14-15/0116, Validity: Permanent, Type: Non-Individual, Registered office: 99A, Park Street Siddha Park, Kolkata – 700016, Corporate Office: 803, A Wing, Kanakia Wall Street, Chakala, Andheri East, Mumbai - 400093, Maharashtra; Name of Fund Manager - Narnolia Velox Advisory Limited. Contact Number - 022-62701200, Email Id - aif@narnolia.com SEBI Regional Office Address: 16 Camac Street, L&T Chambers, 3rd Floor, Kolkata - 700 017

NARNOLIA SECURITIES LIMITED; PFRDA- NPS POP 27092018; ROC-CIN- U67120WB1997PLC096496| NARNOLIA CAPITAL ADVISORS PRIVATE LIMITED– RBI- NBFC B.05.02568,ROC-CIN- U65993WB1991PTC053089|

In case of any queries related to your investments, you can get in touch with us at narnoliacare@narnolia.com or WhatsApp us at+916204800291.Grievance Officer: Rana Debnath, Contact No. 022-6270 1200, Email ID: ig@narnolia.com,

Investment in Securities Market is subject to Market risks, read all the related documents carefully before investing. Past performance may not be indicative of future results and no promise or guarantee can be given for the same. Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Performance related information is not verified by SEBI. For grievances kindly mail us at ig@narnolia.com or call us at 022-6270 1200. SEBI Regional office address: 16 Camac Street, L&T Chambers 3rd Floor, Kolkata - 700 017

Investors may submit their online complaints on the official SEBI Scores website by clicking here. With regards to physical complaints to the Office of Investor Assistance & Education, Securities & Exchange Board of India, SEBI Bhavan, Plot No C4 A 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

SEBI INVESTOR CHARTER ANNEXURE - A

SEBI INVESTOR CHARTER ANNEXURE - B