Investment Banking Services in India

Investment Banking

Our Investment Banking team delivers high-quality strategic advice and creative financing solutions to our clients, including mergers and acquisitions and financing.We pride ourselves in our research and knowledge driven approach and work on a variety of initiatives. On any given day, our work could include advising a company on an acquisition, structuring and preparing a company for raising capital and more.

Our Services

Advisory
Evaluation of Business plan
Capital Structuring
Treasury Management
Continuous Investor Communication
Business & Equity Valuation

Debt Syndication
Term Loan
Working Capital Loan
Debt Restructuring
none
none

Equity Placement
Private Equity
Initial Public Offering
Follow on Public Offering
QIB Placement
Right Issues

Merger Acquisition & Delisting
Transaction > Finding & Execution
Stressed Asset Purchase
Management of Open Offer for Equity
Management of Buyback of self Equity
Delisting

Advisory	Debt Syndication	Equity Placement	Merger Acquisition & Delisting
Evaluation of Business plan	Term Loan	Private Equity	Transaction > Finding & Execution
Capital Structuring	Working Capital Loan	Initial Public Offering	Stressed Asset Purchase
Treasury Management	Debt Restructuring	Follow on Public Offering	Management of Open Offer for Equity
Continuous Investor Communication		QIB Placement	Management of Buyback of self Equity
Business & Equity Valuation		Right Issues	Delisting

Initial Public Offer/Follow on Public Offer including Offer for Sale: Main Board/ SME

Data for the Month ended October 2025
S.N	Received From	Pending as at the end of last month	Received During the particular month	Resolved During the particular month*	Total pending During the particular month #	Pending complaints > 1 month	Average Resolution time^\ (in days)
1	Directly from Investors	1	Nil	1	Nil	Nil	12 days
2	SEBI (SCORES)	Nil	Nil	Nil	Nil	Nil	Not Applicable
3	Stock Exchanges (if relevant)	Nil	Nil	Nil	Nil	Nil	Not Applicable
4	Other Sources (if any)	Nil	Nil	Nil	Nil	Nil	Not Applicable
	Grand Total	1	Nil	1	Nil	Nil

Trend of monthly disposal of complaints
(For 5 months on rolling basis):

S.N	Month	Carried forward from previous month	Received during the particular month	Resolved during the particular month *	Pending at the end of the particular month #
1	June, 2025	Nil	Nil	Nil	Nil
2	July, 2025	Nil	2	1	1
3	August, 2025	1	2	3	Nil
4	Septemebr, 2025	1	2	1	1
5	October, 2025	1	Nil	1	Nil
	Grand Total	3	6	6	2

Trend of annual (Calendar year) disposal of complaints
(For 5 years on rolling basis):

S.N	Year	Carried forward from previous year	Received during the particular year	Resolved during the particular year	Pending at the end of the particular period
1	2023	Nil	Nil	Nil	Nil
2	2024	NA	NA	NA	NA
3	2025	NA	6	6	Nil
	Grand Total	Nil	6	6	Nil

Narnolia Research Directory

KYC is a one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | Investors don’t need to issue cheques while subscribing to IPOs. Just write your bank account number and sign the application form to authorise your bank to make a payment on your behalf in case of allotment. You don’t have to worry about refunds as the money remains in the investor's account. | It has been brought to the notice of SEBI by Central Economic Intelligence Bureau, Department of Revenue, GOI, that certain fraudsters are collecting data of customers who are already into trading either in NSE / BSE and send them bulk messages on the pretext of providing investment tips and luring them to invest with them in their bogus firms by promising huge profits. Hence, the investors are requested to take note of the above and exercise caution and due care. | Process for filing complaints on the SEBI SCORES website: a. Register on SEBI SCORES | b. Mandatory details for filing complaints on SCORES | Name, PAN, Address, Mobile Number, Email ID | c. Benefits: i. Effective Communication ii. Speedy redressal of the grievances

Narnolia Financial Services Ltd (Formerly Narnolia Financial Advisors Ltd); Registered Office Address: Marble Arch, 2nd Floor, Office 201, 236B, A J C Bose Road, Kolkata- 700020; Phone No.-033-40501500; Corporate Office: A-803, 1 Kanakia Wall Street, 8th Floor, Andheri Kurla Road, Chakala, Andheri East, Mumbai-40093, Phone No.: +91 22 62701200, Website: www.narnolia.com, SEBI MERCHANT BANKING - INM 000010791, PMS - INP000006420, RESEARCH ANALYST - INH 300006500, Compliance Officer Details (In Research) : Rana Debnath, Contact No. 022 6270 1200, Email id rdebnath@narnolia.com. AMFI - ARN 3087, ROC-CIN: U51909WB1995PLC072876 Read More

NARNOLIA INVESTMENT ADVISORS PRIVATE LTD. is a SEBI Registered Investment Advisor, SEBI Registration No.INA300005439, Validity: Permanent, Type : Non-Individual and BASL Membership no. 1020, ROC CIN- U67120WB2007PTC259515, Registered office: Marble Arch, 236B AJC Bose Road, 2nd Floor, Room No. 201, Kolkata - 700020, Corporate Office: 803, A Wing, Kanakia Wall Street, Chakala, Andheri East, Mumbai - 400093, Maharashtra, Principal Officer : Sanjeev Damani, Contact No. 022 6270 1200, Email Id : compliance@narnolia.com. Compliance Officer: Anchal Narnolia, Contact No. 022 6270 1200, Email Id : iap@narnolia.com

NARNOLIA VELOX FUND is a SEBI Registered Category III Alternative Investment Fund (AIF), SEBI Registration No. IN/AIF3/14-15/0116, Validity: Permanent, Type: Non-Individual, Registered office: 99A, Park Street Siddha Park, Kolkata – 700016, Corporate Office: 803, A Wing, Kanakia Wall Street, Chakala, Andheri East, Mumbai - 400093, Maharashtra; Name of Fund Manager - Narnolia Velox Advisory Limited. Contact Number - 022-62701200, Email Id - aif@narnolia.com SEBI Regional Office Address: 16 Camac Street, L&T Chambers, 3rd Floor, Kolkata - 700 017

NARNOLIA SECURITIES LIMITED; PFRDA- NPS POP 27092018; ROC-CIN- U67120WB1997PLC096496| NARNOLIA CAPITAL ADVISORS PRIVATE LIMITED– RBI- NBFC B.05.02568,ROC-CIN- U65993WB1991PTC053089|

In case of any queries related to your investments, you can get in touch with us at narnoliacare@narnolia.com or WhatsApp us at+916204800291.Grievance Officer: Rana Debnath, Contact No. 022-6270 1200, Email ID: ig@narnolia.com,

Investment in Securities Market is subject to Market risks, read all the related documents carefully before investing. Past performance may not be indicative of future results and no promise or guarantee can be given for the same. Registration granted by SEBI, enlistment as IA/RA with Exchange and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Performance related information is not verified by SEBI. For grievances kindly mail us at ig@narnolia.com or call us at 022-6270 1200. SEBI Regional office address: 16 Camac Street, L&T Chambers 3rd Floor, Kolkata - 700 017

Investors may submit their online complaints on the official SEBI Scores website by clicking here. With regards to physical complaints to the Office of Investor Assistance & Education, Securities & Exchange Board of India, SEBI Bhavan, Plot No C4 A 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

SEBI INVESTOR CHARTER ANNEXURE - A

SEBI INVESTOR CHARTER ANNEXURE - B

Narnolia

Investment Banking